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Research

Convergence of OpRisk & Regulatory Compliance

July 2009 • Ref RN09003 Research Notes
Number of pages: 18 Single user license: Subscription Only
Number of figures and tables: 2   Corporate license: Subscription Only  

Overview

Presentation covering: 
  • Enterprise Risk Management
  • Business and Operating Risk Management
  • The global trend of convergence in risk and regulatory compliance
  • Establishing a compliance risk management program
  • Upgrading the risk committee process
  • Integrating risk and control self
  • Using key risk indicators as compliance indicators
  • Enhancing the loss event analysis process
  • Leveraging the control issue resolution process